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AI Humans

AI Onboarding Assistant

Collect every KYC and account-opening document without a human chasing paper, so new clients are funded in days instead of weeks.

Before

Onboarding stalls for weeks while an assistant chases IDs, forms, and signatures one email at a time.

After

Each new client works through your account-opening checklist with automatic requests, DocuSign envelopes, and follow-ups until the file is complete.

What it handles

  • Track each new client against your account-opening checklist
  • Request outstanding KYC documents by email and text
  • Send and track DocuSign envelopes for signatures
  • Flag stalled or incomplete files to the advisor's team

When it hands off to a human

Escalates to the advisor's team when a file stalls past your threshold, when a client pushes back on a document, or when anything requires judgment — the AI collects and tracks; it never assesses suitability or gives advice.

Works with your stack

DocuSignWealthboxSalesforce

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Frequently asked questions

Does it decide what's required for KYC?

No. Your compliance checklist defines the required documents; the AI works that list. It collects and tracks — it never makes a compliance or suitability judgment.

How are documents handled securely?

Documents flow through your existing tools — DocuSign for signatures, your CRM for storage. The AI coordinates the chase; it doesn't become a new place your client data lives.

What if a client asks about account types or products?

It routes the question to the advisor and says so plainly. Product, market, and portfolio topics are never handled by the AI — that boundary is built in.

How often does it follow up on missing documents?

On the cadence you set — typically every two to three business days, with escalation to your team after the third attempt.

Can the advisor see onboarding status at a glance?

Yes — each file's checklist status lives on the client record in Wealthbox or Salesforce, updated on every touch.

Last updated: July 2026

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